Tuesday, May 5, 2009

High Five for Fair Play Guideline (26-Apr-09)





NEW GUIDELINES (in brief):

1. Fair dealing is central to a financial firm's culture

2. Products & services offered are suitable for a firm's target customer segments

3. Financial firms have competent representatives providing quality advice and appropriate recommendations

4. Customers receive clear, relevant and timely information to make informed decisions

5. Financial firms handle customer complaints in an independent, effective and prompt manner


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